Reading 8: Trade Allocation: Fair Dealing and Disclosure
  The candidate should be able to:
  a. *uate trade allocation practices, and determine whether they comply with the CFA Institute Standards of Professional Conduct addressing fair dealing and client loyalty;
  b. describe appropriate actions to take in response to trade allocation practices that do not adequately respect client interests.
  Reading 9. Changing Investment Objectives
  The candidate should be able to:
  a. *uate the disclosure of investment objectives and basic policies, and determine whether they comply with the CFA Institute Standards of Professional Conduct;
  b. describe appropriate actions needed to ensure adequate disclosure of the invest- ment process.
  
    
  掃一掃微信,*9時(shí)間獲取2014年CFA考試報(bào)名時(shí)間和考試時(shí)間提醒
  
  
  高頓網(wǎng)校特別提醒:已經(jīng)報(bào)名2014年CFA考試的考生可按照復(fù)習(xí)計(jì)劃有效進(jìn)行!另外,高頓網(wǎng)校2014年CFA考試輔導(dǎo)高清網(wǎng)絡(luò)課程已經(jīng)開(kāi)通,通過(guò)針對(duì)性地講解、訓(xùn)練、答疑、???,對(duì)學(xué)習(xí)過(guò)程進(jìn)行全程跟蹤、分析、指導(dǎo),可以幫助考生全面提升備考效果。
  報(bào)考指南:2014年CFA考試備考指南
  免費(fèi)題庫(kù):2014年CFA免費(fèi)題庫(kù)
  考前沖刺:CFA備考秘籍
  高清網(wǎng)課:CFA考試網(wǎng)絡(luò)課程