You are asked by your manager to match the following events to the corresponding type of risk. The events are:
  Event:
  IInsufficient training leads to misuse of order management system.
  IICredit spreads widen following recent bankruptcies.
  IIISwaps with counterparties exceed counterparty credit limit.
  IVCredit swaps with counterparty cannot be netted because they originated in multiple jurisdictions.
  Which of the following statement is correct?
  A.I and II are operational risk.
  B.I and III are operational risk.
  C.I and IV are operational risk.
  D.III and IV are operational risk.
  答案:C
  答案解析:
  Explanation: The head of the government bond trading desk misreported a series of trades between 1992 and 1994, which allowed him to report substantial artificial profits. This situation of hypothetical profits in place of promised profits resembles a classic Ponzi scheme.
  高頓網(wǎng)校為廣大學(xué)員提供2015年FRM考試網(wǎng)絡(luò)課程,請(qǐng)各位考生緊跟網(wǎng)校名師的步伐盡快進(jìn)入備考復(fù)習(xí),讓高頓網(wǎng)校與您共同努力,2015年考試順利通過(guò)!祝您夢(mèng)想成真!免費(fèi)聽(tīng)課>>
        FRM考試在線高清視頻指導(dǎo)