Ethical and Professional Standards
　　在前兩年的考試中Ethics部分36題，占15％，主要有3大部分：code of ethics、professional standards 、GIPS,估計(jì)今年考試可能主要集中在professional standards,還有一些就在GIPS。
　　professional standards在2003年12月考了下面一些內(nèi)容：
　　1、laws and regulations
　　2、use of CFA charter/candidate titles
　　3、use of insider information(material,apporiate actions,etc.)
　　4、duties to employers (if you are leaving your employer ,what can/cannot be done)
　　5、duties to clients (IPO shares allocation,etc.)
　　6、duties of a supervisor (how to deal with incompliance,etc.)
　　GIPS部分的問題問的很直接，一般比較容易。
　　code of ethics:remenber the exact wording of code of ethics,understand what they mean.
　　professional standards (challenging but manageabel):do as many questions as possible (from different publishers if available).focus on sorting out the priorities.in general,you should do alright if you follow the following order of priority:
　　1、the investing public
　　2、the profession
　　3、your clients
　　4、your employer
　　5、youself
　　ethics is manageable if you have a clear sense of priority in mind.read GIPS