2017年CFA三級成績公布已經(jīng)有一段時間了，通過CFA三級的考生在后臺咨詢高頓CFA關(guān)于CFA持證人申請問題，下面關(guān)于CFA持證人申請所需要工作經(jīng)驗說明以及CFA持證人申請流程。許多學員在申請CFA之前會有很多關(guān)于工作經(jīng)驗方面的問題，下面高頓CFA小編就將大家所反映的問題整理，一一為大家解答。
 
　　申請成為CFA持證人需要多少年的工作經(jīng)驗?
　　在通過CFA三級考試后，需要4年(48個月)被認可的專業(yè)工作經(jīng)驗，不論是參加CFA考試前、考試中、考試后積累的工作經(jīng)驗，都是被認可的。
 
　　被認可的工作經(jīng)驗有哪些?
　　認可的工作經(jīng)驗包括：直接參與投資決策過程或者為投資決策過程提供支持等相關(guān)工作。
CFA協(xié)會認可工作職位,CFA持證人申請流程,cfa協(xié)會認可職位描述
　　參見以下職位列表和相關(guān)工作經(jīng)驗的描述：
　　職位列表舉例
　　職位本身的名稱不能直接決定是否被CFA協(xié)會認可，主要是日常工作中涉及到的職務(wù)內(nèi)容必須50%以上和投資決策相關(guān)的才是被認可。如果所從事的工作在以下舉例的職位以外，但工作中涉及的職務(wù)內(nèi)容和投資決策相關(guān)，亦可提供詳細的工作經(jīng)驗給CFA協(xié)會，也是被認可的。
 
　　Client Service Representative or Relationship Manager
　　CFAI（CFA Institute,the same below) Description: "Responsible for all activities related to investment firm client service, including: communicating investment performance and strategy to clients and serving as a lesson between client and portfolio manager."
 
　　Compliance Analyst or Compliance Officer
　　CFAI Description: "Responsible for ensuring investment firm’s adherence to applicable laws, regulations and professional standards of practice."
 
　　Investment Consultant
　　CFAI Description: "Provides investment consulting services, including developing investment policy statements; formulating and delivering investment reviews, conducting asset allocation studies, managing client relationships; monitoring investment performance."
 
　　Corporate Chief Financial Officer
　　CFAI Description: "Responsible for determining structure and funding needs through equity, debt, and alternative investments; *uating financial fundamentals, and making capital investment decisions."
 
　　Corporate Finance Analyst
　　CFAI Description: "Analyze financial fundamentals and capital needs for ongoing corporate operations and/or new projects; conduct long range financial planning; analyze and value possible mergers and acquisitions, asset sales and capital investment decisions. Determine and recommend funding strategies through various
　　security or financing options."
 
　　Investment Banking Analyst
　　CFAI Description: "Analyze and value securities for public offering; target and value mergers and acquisitions for corporate clients."
 
　　Derivatives Analyst
　　CFAI Description: "Formulate strategies and valuations for derivative securities."
 
　　Economist
　　CFAI Description: "Develop economic outlooks to be used in the formulation of investment strategies and portfolio structuring."
 
　　Institutional Sales Professional or Business Development
　　CFAI Description: "Cultivate new business opportunities by marketing investment products to institutional investors. Execute trades and convey research of securities and strategies to institutional investors."
 
　　Investment Strategist
　　CFAI Description: "Apply investment knowledge to develop and analyze investment strategies designed to achieve investor goals as part of the overall investment process."
 
　　Portfolio Manager
　　CFAI Description: "Manage clients’ investment portfolios. Responsible for investment decision-making, including security selection, industry/sector selection and portfolio construction."
 
　　Private Client Investment Advisor
　　CFAI Description: "Manage portfolios of high net-worth clients. Identify investor objectives and develop investment policies. Manage client relationships."
 
　　Professor/Instructor
　　CFAI Description: "Academic, full-time professor or instructor at a college or university teaching investments, finance and/or economics. Other “business” course instruction does not qualify for the award of the CFA Charter."
 
　　Quantitative Investment or Risk Analyst
　　CFAI Description: "Conduct quantitative research and/or performance attribution analysis to assist portfolio managers and traders with investment decisions and risk management. Supply portfolio managers with analytical tools needed for portfolio management."
 
　　Real Estate Investment Manager
　　CFAI Description: "In the context of diversified securities portfolios, specialize in the management of real estate investments, including, developing investment policies and monitoring performance."
 
　　Regulator/Supervisor of Investment Firm
　　CFAI Description: "Oversee legal/regulatory compliance matters, perform due diligence and ensure firm compliance with all applicable federal securities laws, state statutes, regulatory agencies, and investment laws. Review and maintain investment contracts, registration statements, regulatory filings and documents."
 
　　Security/Investment Analyst
　　CFAI Description: "Analyze, value, and recommend securities in one or more asset classes (equity, fixed income, alternative investments, or derivatives)."
 
　　Securities Trader
　　CFAI Description: "Execute buy and sell transactions in investment securities. Develop and disseminate information about markets and the trading environment to securities dealers and portfolio managers."
 
　　Valuator of Closely Held Business
　　CFAI Description: "Value business/company/corporation where stock is thinly traded (or privately held) and for which the market offers limited buyers/sellers. Analyze financial statements, accounting methods, capital budget projects, acquisitions and asset sales."
 
　　Venture Capital Analyst
　　CFAI Description: "Conduct market research and analysis to solicit/raise capital for equity or debt funding, mergers, capital leasing, acquisitions or divestitures."
　　真正成為一名CFA Charter holder，需要符合如下4個條件：
　　1.同意并準守CFA職業(yè)道德操守與專業(yè)行為準則。
　　2.依次通過CFA三個級別的考試。
　　3.具備4年CFA協(xié)會認可的工作經(jīng)歷（何為認可的工作經(jīng)歷，后文會詳細描述）。
　　4.申請并加入所在地分會并成為CFA正式會員。
 
　　CFA提交charter holder member申請后，一般多久能批準?
　　正常你在完成“步驟6+2”之后，申請人將會收到協(xié)會最終的確認郵件。6-8周后Printed Charter會快遞到你手中。
 
　　高頓CFA小編給大家詳細介紹一下“步驟6+2”
　　Step 1
　　Personal Profile Update更新個人信息（難度★）這部分的填寫非常容易，請根據(jù)個人信息如實準確填寫即可。
 
　　需要提請關(guān)注兩點：
　　表格中有Display Name Format的選項（Family name, Given name OR Given name, Family name），申請人可以根據(jù)個人喜好和習慣選擇在CFA證書上自己姓名的出場順序申請?zhí)峤缓髤f(xié)會很有可能通過電話或電子郵件的形式與你個人取得聯(lián)系。例如對你提交工作經(jīng)驗中有不明確的地方就可能通過電話或郵件請你作出進一步的解釋。因此請在申請期間保持通訊暢通并時常查看。
 
　　Step 2
　　Addresses更新通訊地址（難度★）
　　在你成為一名CFA持證人之后，協(xié)會每月都會向你郵寄CFA的雜志和資料，請確保地址信息錄入準確。
 
　　Step3
　　Education 教育背景（難度★★）
　　申請人需要擁有本科學位或大學的學習年限和在投資決策領(lǐng)域的工作時間合計滿4年等同于獲得本科學位。此部分請根據(jù)個人情況如實填寫即可。
 
　　Step4
　　Work Experience 更新工作經(jīng)歷（難度★★★★）CFA協(xié)會對工作經(jīng)驗的要求是非常嚴格的。他不在乎你的公司名氣有多大或你個人的title有多高，協(xié)會關(guān)注的是你工作的實質(zhì)。簡單來說如果你所從事的工作是利用經(jīng)濟的、統(tǒng)計的或財務(wù)的數(shù)據(jù)進行投資分析、研究、決策或投資管理，這樣才是CFA協(xié)會認可的工作經(jīng)歷。
 
　　Step5
　　elect society添加申請人的所在地協(xié)會（難度★）這里的默認選項為學員所在地的分會。
 
　　Step6
　　Reference 提供推薦人信息（難度★★）
　　推薦人的數(shù)量及資質(zhì)要求：申請人只要找到三名認識并了解你的人做推薦即可，三名人士不需要是CFA的持證人。如果三人中有一人為持證人并且和被推薦人隸屬同一分會的話這時申請人只需兩名推薦人即可。
　　如果三人中有一人持證并且和被推薦人隸屬同一分會的話這時申請人只需兩名推薦人即可(同一分會指的是申請人和推薦人所在同一地區(qū)而非同一國家的分會。
 
　　例：如果申請人在北京，推薦人之一隸屬CFA BEIJING那么申請人只需2個推薦人即可）如果申請人和推薦人都隸屬同一國家CFA CHINA，一個在CFA BEIJING另一個在CFA SHANGHAI的話這時仍然需要三名推薦人做推薦。
　　如下圖在這里只需填寫推薦人的姓名和郵箱信息然后點擊“send email”，協(xié)會會立即將相關(guān)確認問題發(fā)送給你選擇的推薦人。

 
 
　　高頓財經(jīng)CFA第一時間收到學員的喜訊，高頓CFA三級學習群里面，通過的消息被刷屏。截止今日中午，高頓CFA統(tǒng)計CFA學員通過人數(shù)和成績，高頓CFA三級通過人數(shù)再次被刷新，創(chuàng)高頓歷史新高。CFA三級作為 CFA的最后一級考試，通過三級意味著即將成為CFA charter holder。高頓CFA三級面授班成為歷年三級考生中，通過CFA全部考試人數(shù)最多的一次。